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FINMA Reporting with BrokerStar

New in BrokerStar

Bro­ker­Star includ­ed the FINMA reports in the stan­dard in time for 31 May 2025
- with­out addi­tion­al costs!

FINMA reg­u­la­tions are a headache for some bro­kers. How­ev­er, Bro­ker­Star at least helps with the prepa­ra­tion of the reports that have to be sub­mit­ted to FINMA. A new report has been cre­at­ed specif­i­cal­ly for this purpose.

How­ev­er, it is impor­tant that the nec­es­sary data is entered cor­rect­ly and com­plete­ly. What data is needed?

  • Enter the start of the man­date in the contact
  •  Assign­ment of cor­po­rate or pri­vate client or co-broker
  • Enter the start or last muta­tion for the policies
  • At least the first pre­mi­um invoice for each active policy*
  • Mark can­celled or sus­pend­ed poli­cies accordingly
  • Record all com­mis­sions, bro­ker­age fees and fees from 1 Jan­u­ary 2024
  • Accounts receiv­able must be up to date (includ­ing open bro­ker­age claims)
  • Set­tle all frame­work agreements

Source:

https://www.finma.ch/de/bewilligung/versicherungsvermittlung/berichterstattung-an-die-finma/

FINMA orig­i­nal requirements 

With the pub­li­ca­tion of 17 Decem­ber 2024 FINMA has pub­lished a let­ter for the first time explain­ing the detailed spec­i­fi­ca­tions for the new FINMA report­ing to be sub­mit­ted. This doc­u­ment clar­i­fies which data is to be col­lect­ed and in what form it is to be sub­mit­ted to FINMA. Fur­ther­more, this let­ter sup­ports the tar­get­ed devel­op­ment of Bro­ker­Star with regard to the effi­cient prepa­ra­tion of the required report­ing. As your ser­vice provider, our aim is to make it as easy as pos­si­ble for you to sub­mit the required infor­ma­tion to FINMA.

With this in mind, we would like to point out that it is essen­tial for com­plete report­ing that you as a user main­tain the required fields in Bro­ker­Star. Of course, we will con­tin­ue to inform you about the new fea­tures in FINMA report­ing in the future, so that first­ly you know what has been added to Bro­ker­Star and sec­ond­ly you have enough time to enter your data. We will of course be hap­py to pro­vide you with sup­port for this new function.

Instruc­tions Bro­ker­Star Report